Bell et Al v. Hood et Al

Counsel for Parties.

No. 344. Argued January 29, 1946.-Decided April 1, 1946.

1. Where the complaint seeks recovery squarely on the ground of

violation of plaintiffs' rights under the Fourth and Fifth Amend- ments, a federal district court has jurisdiction of a suit against agents of the Federal Government to recover damages in excess of $3,000 alleged to have been suffered by the plaintiffs as a re- sult of such violations-even though neither the Constitution nor the Congress has provided for the recovery of money damages for such violations and the complaint is so framed as possibly to state a common law action in tort or trespass. Pp. 680-685.

2. Where a complaint in a federal court is so drawn as to seek re-

covery directly under the Constitution or laws of the United States, the court must entertain the suit, except: (a) where the alleged claim appears to be immaterial and made solely for the purpose of obtaining jurisdiction, or (b) where it is wholly insubstantial and frivolous. P. 682.

3. Whether the complaint states a cause of action on which relief

could be granted is a question of law which must be decided after, and not before, the court assumes jurisdiction. P. 682.

4. The issue whether federal courts can grant money recovery for

damages alleged to have been suffered as a result of federal agents violating the Fourth and Fifth Amendments has sufficient merit to warrant exercise of federal jurisdiction for purposes of adjudicat- ing it. P. 684.

150 F. 2d 96, reversed.

Petitioners brought suit in a federal district court against.agents of the Federal Bureau of Investigation to recover damages in excess of $3,000 alleged to have been sustained as a result of violations of their rights under the Fourth and Fifth Amendments. The District Court dismissed the suit for want of federal jurisdiction. The Circuit Court of Appeals affirmed.

150 F. 2d 96. This Court granted certiorari. 326 U. S. 706. Reversed, p. 685.

A. L. Wirin and Russell E. Parsons argued the cause

and filed a brief for petitioners.

BELL v. HOOD.

679 678

Opinion of the Court.

Frederick Bernays Wiener argued the cause for re- spondents. With him on the brief were Solicitor General McGrath, Assistant Attorney General Sonnett, David L.

Kreeger and Abraham J. Harris.

MR. JUSTICE BLACK delivered the opinion of the Court.

Petitioners brought this suit in a federal district court to recover damages in excess of $3,000 from the respond- ents who are agents of the Federal Bureau of Investigation.

The complaint alleges that the court's jurisdiction is founded upon federal questions arising under the Fourth and Fifth Amendments. It is alleged that the damages were suffered as a result of the respondents imprisoning the petitioners in violation of their constitutional right to be free from deprivation of their liberty without due process of law, and subjecting their premises to search and their possessions to seizure, in violation of their constitutional right to be free from unreasonable searches and seizures.'

"That on or about the 17th day of December, 1942, defendant R. B.

Hood and each of the other defendants, unlawfully conspired with each other to act beyond their authority as said Federal Bureau of Investigation agents and police officer respectively, and agreed that they would abridge the Constitutional rights of the plaintiffs as guar- anteed by the Fourth and Fifth Amendments to the Constitution of the United States to be free from the deprivation of liberty and prop- erty without due process of law, and to be free from unreasonable searches and seizures, and agreed unlawfully to simultaneously, in the early morning of December 18th, 1942, search the homes of the indi- vidual plaintiffs herein without any warrants of search or seizure, and unlawfully to seize the papers, documents and effects of said plaintiffs and of 'Mankind United,' and falsely to imprison the individual plaintiffs by unlawfully arresting some of the individual plaintiffs without a warrant of arrest and unreasonably to delay the taking of all of the individual plaintiffs before a committing officer, in order to effectuate the unlawful searches and seizures aforesaid.

"That thereafter, and on the 18th day of December, 1942, . . . the defendants and each of them, in order to carry out the terms and

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Opinion of the Court.

Respondents moved to dismiss the complaint for failure to state a cause of action for which relief could be granted and for summary judgment on the grounds that the federal agents acted within the scope of their authority as officers of the United States and that the searches and seizures were incidental to lawful arrests and were therefore valid.

Respondents filed affidavits in support of their motions and petitioners filed counter-affidavits. After hearing the motions the district judge did not pass on them but, on his own motion, dismissed the suit for want of federal jurisdiction on the ground that this action was not one that ". . . arises under the Constitution or laws of the United States . . ." as required by 28 U. S. C. § 41 (1).

The Circuit Court of Appeals affirmed on the same ground.

150 F. 2d 96. At the same time it denied a motion made by petitioners asking it to direct the District Court to give petitioners leave to amend their complaint in order to make it still more clearly appear that the action was di- rectly grounded on violations of rights alleged to stem from the Fourth and Fifth Amendments. We granted certiorari because of the importance of the jurisdictional issue involved.

Respondents make the following argument in support of the District Court's dismissal of the complaint for want of federal jurisdiction. First, they urge that the complaint states a cause of action for the common law tort of tres- pass made actionable by state law and that Ft therefore does not raise questions arising "under the Constitution

conditions of the illegal conspiracy aforesaid, and solely for the pur- pose of carrying out said terms and conditions, did arrest and imprison the individual plaintiffs herein, and did search the homes of said plaintiffs, and seize and carry away books, papers and effects of said individual plaintiffs and of said 'Mankind United."'

by reason of the deprivation of . . . [their] Constitutional rights ...

[plaintiffs had] suffered damages."

BELL v. HOOD.

678

Opinion of the Court.

or laws of the United States." Second, to support this contention, respondents maintain that petitioners could not recover under the Constitution or laws of the United States, since the Constitution does not expressly provide for recovery in money damages for violations of the Fourth and Fifth Amendments and Congress has not enacted a statute that does so provide. A mere reading of the com- plaint refutes the first contention and, as will be seen, the second one is not decisive on the question of jurisdiction of the federal court.

Whether or not the complaint as drafted states a com- mon law action in trespass made actionable by state law, it is clear from the way it was drawn that petitioners seek recovery squarely on the ground that respondents violated It charges that the the Fourth and Fifth Amendments. respondents conspired to do acts prohibited by these amendments and alleges that respondents' conduct pur- suant to the conspiracy resulted in damages in excess of It cannot be doubted therefore that it was the $3,000. pleaders' purpose to make violation of these constitutional provisions the basis of this suit. Before deciding that there is no jurisdiction, the District Court must look to the way the complaint is drawn to see if it is drawn so as to claim a right to recover under the Constitution and laws of the United States. For to that extent "the party who brings a suit is master to decide what law he will rely upon and . . . does determine whether he will bring a 'suit arising under' the . . . [Constitution or laws] of the United States by his declaration or bill." The Fair v.

Kohler Die Co., 228 U. S. 22, 25. Though the mere failure to set out the federal or constitutional claims as specifically as petitioners have done would not always be conclusive against the party bringing the suit, where the complaint, as here, is so drawn as to seek recovery directly under the Constitution or laws of the United States, the federal court, but for two possible exceptions later noted, must

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Opinion of the Court.

entertain the suit. Thus allegations far less specific than the ones in the complaint before us have been held ade- quate to show that the matter in controversy arose under the Constitution of the United States. Wiley v. Sinkler, 179 U. S. 58, 64-65; Swafford v. Templeton, 185 U. S.

487, 491-492. - The reason for this is that the court must assume jurisdiction to decide whether the allegations state a cause of action on which the court can grant relief as well as to determine issues of fact arising in the contro- versy.

Jurisdiction, therefore, is not defeated as respondents seem to contend, by the possibility that the averments might fail to state a cause of action on which petitioners could actually recover. For it is well settled that the failure to state a proper cause of action calls for a judg- ment on the merits and not for a dismissal for want of jurisdiction. Whether the complaint states a cause of action on which relief could be granted is a question of law and just as issues of fact it must be decided after and not before the court has assumed jurisdiction over the con- troversy.

If the court does later exercise its jurisdiction to determine that the allegations in the complaint do not state a ground for relief, then dismissal of the case would be on the merits, not for want of jurisdiction. Swafford

v. Templeton, 185 U. S. 487, 493, 494; Binderup v. Pathe

Exchange, 263 U. S. 291, 305-308.2 The previously carved out exceptions are that a suit may sometimes be dismissed for want of jurisdiction where the alleged claim under the Constitution or federal statutes clearly appears to be im- material and made solely for the purpose of obtaining jurisdiction or where such a claim is wholly insubstantial

2 For other cases discussing the distinction between questions going

Illinois Central R. Co. v. Adams, 180 U. S. 28; Geneva Furniture Co.

v. Karpen, 238 U. S. 254; and see Nashville, C. & St. L. R. Co. v.

Taylor, 86-F. 168.

BELL v. HOOD.

678

Opinion of the Court.

and frivolous. The accuracy of calling these dismissals jurisdictional has been questioned. The Fair v. Kohler Die Co., supra, 228 U. S. at 25. But cf. Swafiord v.

Templeton, supra.

But as we have already pointed out the alleged viola- tions of the Constitution here are not immaterial but form rather the sole basis of the relief sought. Nor can we say that the cause of action alleged is so patently without merit as to justify, even under the qualifications noted, the court's dismissal for want of jurisdiction. The Circuit Court of Appeals correctly stated that "the complaint states strong cases, and if the allegations have any foun- dation in truth, the plaintiffs' legal rights have been ruth- lessly violated." Petitioners' complaint asserts that the Fourth and Fifth Amendments guarantee their rights to be free from unauthorized and unjustified imprisonment and from unreasonable searches and seizures. They claim that respondents' invasion of these rights caused the dam- ages for which they seek to recover and point further to

28 U. S. C. § 41 (1) which authorizes the federal district

courts to try "suits of a civil nature" where the matter in controversy "arises under the Constitution or laws of the United States," whether these are suits in "equity" or at "law." Petitioners argue that this statute authorizes the Court to entertain this action at law and to grant recovery for the damages allegedly sustained. Respondents con- tend that the constitutional provisions here involved are prohibitions against the Federal Government as a govern- ment and that 28 U. S. C. § 41 (1) does not authorize recovery in money damages in suits against unauthorized officials who according to respondents are in the same position as individual trespassers.

Respondents' contention does not show that petitioners' cause is insubstantial or frivolous, and the complaint does in fact raise serious questions, both of law and fact, which the District Court can decide only after it has assumed

Opinion of the Court.

jurisdiction over the controversy. The issue of law is whether federal courts can grant money recovery for dam- ages said to have been suffered as a result of federal officers violating the Fourth and Fifth Amendments. That ques- tion has never been specifically decided by this Court.

That the issue thus raised has sufficient merit to warrant exercise of federal jurisdiction for purposes of adjudicating it can be seen from the cases where this Court has sus- tained the jurisdiction of the district courts in suits brought to recover damages for depriving a citizen of the right to vote in violation of the Constitution.' And it is established practice for this Court to sustain the jurisdic- tion of federal courts to issue injunctions to protect rights safeguarded by the Constitution I and to restrain indi- vidual state officers from doing what the 14th Amendment forbids the State to do." Moreover, where federally pro- tected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief.' And it is also well settled that where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done.' Whether the peti-

3 Wiley v. Sinkler, supra; Swafford v. Templeton, supra. See also

Brickhouse v. Brooks, 165 F. 534, 543, in which a similar suit was held to be within the jurisdiction of the federal court.

4 Philadelphia Co. v. Stimson, 223 U. S. 605; Hays v. Seattle, 251

U. S. 233; Pennoyer v. McConnaughy, 140 U. S. 1; City Railway Co.

v. Citizens' Railroad Co., 166 U. S. 557; City of Mitchell v. Dakota

Telephone Co., 246 U. S. 396, 407.

5 Chicago, B. & Q. R. Co. v. Chicago, 166 U. S. 226; see also Ex

parte Virginia, 100 U. S. 339, 346, 347.

8 Marbury v. Madison, 1 Cranch 137, 162, 163; Texas & N. 0. R.

Co. v. Brotherhood of Clerks, 281 U. S. 548, 569, 570.

7 See e. g. Dooley v. United States, 182 U. S. 222, and cases cited

and discussed at 228-230; Board of Comm'rs v. United States, 308

BELL v. HOOD.

678

Dissent.

tioners are entitled to recover depends upon an interpreta- tion of 28 U. S. C. § 41 (1) and on a determination of the scope of the Fourth and Fifth Amendments' protection from unreasonable searches and deprivations of liberty without due process of law. Thus, the right of the peti- tioners to recover under their complaint will be sustained if the Constitution and laws of the United States are given one construction and will be defeated if they are given another. For this reason the District Court has jurisdic- tion. Gully v. First National Bank, 299 U. S. 109, 112- 113; Smith v. Kansas City Title Co., 255 U. S. 180, 199-200.

Reversed.

MR. JUSTICE REED joins in the opinion and the result.

He desires to add to the cases cited in note 7, Barron v.

Baltimore, 7 Pet. 243, and Burdeau v. McDowell, 256

MR. JUSTICE JACKSON took no part in the consideration or decision of this case.

dissenting.

The district court is without jurisdiction as a federal court unless the complaint states a cause of action arising under the Constitution or laws of the United States.

Whether the complaint states such a cause of action is for the court, not the pleader, to say. When the provision of the Constitution or federal statute affords a remedy which may in some circumstances be availed of by a plaintiff, the fact that his pleading does not bring him within that class as one entitled to the remedy, goes to the sufficiency of the pleading and not to the jurisdiction. The Fair v.

Kohler Die Ca, 228 U. S. 22, 25; Binderup v. Pathe Ex- change. 263 U. S. 291, 306-308, and cases cited. But where, as here, neither the constitutional provision nor

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Syllabus.

any act of Congress affords a remedy to any person, the mere assertion by a plaintiff that he is entitled to such a remedy cannot be said to satisfy jurisdictional require- ments. Hence we think that the courts below rightly decided that the district court was without jurisdiction because no cause of action under the Constitution or laws of the United States was stated.

The only effect of holding, as the Court does, that juris- diction is conferred by the pleader's unfounded assertion that he is one who can have a remedy for damages arising under the Fourth and Fifth Amendments is to transfer to the federal court the trial of the allegations of trespass to person and property, which is a cause of action arising wholly under state law. For even though it be decided that petitioners have no right to damages under the Con- stitution, the district court will be required to pass upon the question whether the facts stated by petitioners give rise to a cause of action for trespass under state law. See Hum v. Oursler, 289 U. S. 238.

CERTIORARI TO THE CIRCUIT COURT OF APPEALS FOR THE

No. 1. Argued November 15, 1945.-Decided April 1, 1946.

1. The enactment of § 11 (b) (1) of the Public Utility Holding Com-

pany Act of 1935, authorizing the Securities and Exchange Com- mission to require each public utility holding company engaged in interstate commerce to limit its operations to a single integrated public utility system, was within the power of Congress under the commerce clause of the Constitution. Pp. 700-707.

(a) While the ownership of securities, considered separately and abstractly, may not be commerce, the ownership of securities of operating companies has a real and intimate relation to the inter- state activities of public utility holding companies and cannot be